Compliance Areas
Compliance Areas
The UCI Compliance Office works with many campus partners to ensure the integrity and effectiveness of a comprehensive compliance program. This page serves as a gateway to the campus resources available regarding specific compliance areas. It includes members of the University with significant day-to-day compliance responsibilities. It is organized alphabetically by compliance topics.
If you have a specific question about a compliance area that you do not see on this page, please contact the Director of Compliance at tyluu@uci.edu.
Academic Personnel Conduct
Nancy Vongsawat
Office of Academic Personnel
Assistant Vice Provost, Academic Personnel
Email: nkvongsa@uci.edu
Phone: (949) 824-6356
Affirmative Action and Equal Opportunity
Gwendolyn Kuhns Black
Division of Equal Opportunity and Diversity
Assistant Vice Chancellor, Equal Opportunity
Email: gwen.black@uci.edu
Phone: (949) 824-5594
Americans with Disabilities Act (ADA)
Andrew Berk
Division of Equal Opportunity and Diversity
ADA Coordinator
Email: ada@uci.edu
Phone: (949) 824-5594
Animal Care and Use
Athletics and NCAA Compliance
Ashley Letrich
Intercollegiate Athletics
Assistant Athletic Director, Compliance
Email: aletrich@uci.edu
Phone: (949) 824-0055
Biosafety
Christine Tafoya
Evironmental Health and Safety
Biosafety Officer
Email: tafoyac1@uci.edu
Phone: (949) 824-4365
Child Abuse and Neglect (CANRA) Reporting
Christopher Richmond
Division of Finance and Administration
Risk Manager
Email: richmon1@uci.edu
Phone: (949) 824-6510
Tawny Luu
Division of Equal Opportunity and Diversity
Senior Director, Compliance and Operations
Email: tyluu@uci.edu
Compliance Office
Tawny Luu
Division of Equal Opportunity and Diversity
Senior Director, Compliance and Operations
Email: tyluu@uci.edu
Conflict of Commitment (Faculty Member's Outside Professional Activities)
Alysha Shetty
Office of Academic Personnel
Assistant Manager, Office of Academic Personnel
Email: alshetty@uci.edu
Phone: (949) 824-7435
Conflict of Interest (Form 700 Statement of Economic Interest)
Conflict of Interest (Procurement)
Snehal Bhatt
Division of Finance and Administration
Chief Procurement Officer and Executive Director, Procurement Services
Email: snehalb@uci.edu
Phone: (949) 824-7419
Conflict of Interest (Research)
Nadia Wong
Office of Research
Research Engagement & Outreach Manager
Email: nadiaw@uci.edu
Phone: (949) 824-0012
Conflict of Interest (UCI Health and SOM)
Valerie Dixon
UCI Health Compliance and Privacy Office
Interim Chief Compliance & Privacy Officer
Email: vdixon1@uci.edu
Phone: (949) 824-8778
Conflict of Interest (Senior Management Group - SMG)
Julie Lance
Human Resources
Vice President, UCI Health and Assistant Vice Chancellor, HR, UCI
Email: jlance@uci.edu
Phone: (949) 824-5707
Contracts and Grants Accounting (Post-award administration)
Beata Najman
Accounting and Fiscal Services
Director, Extramural Funds Accounting
Email: bnajman@uci.edu
Phone: (949) 824-0265
Contracts and Grants Administration (Sponsored Projects/pre-award)
Nancy Lewis
Office of Research
Executive Director, Sponsored Projects Administration
Email: nrlewis@uci.edu
Phone: (949) 824-2897
Delegations of Authority
Employment Practices - Campus
Pamela James
Human Resources
Executive Director, Campus Human Resources
Email: pamela.james@uci.edu
Phone: (949) 824-8311
Employment Practices - (UCI Health and SOM)
Environmental Health and Safety
Sandra Conrrad
Environmental Health and Safety
Executive Director, Environmental Health and Safety
Email: sconrrad@uci.edu
Phone: (949) 824-6982
Export Control
Brian McCurdy
Export Control Officer
Email: btmccurd@uci.edu
Phone: (949) 824-0445
Additional Contact: OR-export@exchange.uci.edu
Facilities Management (Building Codes)
Allen Shiroma
Facilities Management
Director, Project Services, Engineering & Energy
Email: ashiroma@uci.edu
Phone: (949) 824-2183
Family and Medical Leave Act (FMLA)
Dorothy Ong
Human Resources
Manager, Benefits/Worker Compensation/Disability
Email: dorothy.ong@uci.edu
Phone: (714) 456-6636
Financial Aid
Crystal Madaule
Enrollment Management
Interim Director, Financial Aid and Scholarships
Email: cmadaule@uci.edu
Phone: (949) 824-5337
Gift and Donor Restrictions
Laurel Brenner
Advancement
Director, Gift Services
Email: brennerl@exchange.uci.edu
Phone: (949) 824-5751
HIPAA (Health Insurance Portability and Accountability Act) Privacy and Security
Alexandra (Ali) Gross
UCI Health Compliance and Privacy Office
Compliance Privacy Officer
Email: amgross@uci.edu
Phone: (714) 456-3672
Hospital and Professional Billing
Kathy LaPierre
UCI Health Compliance and Privacy Office
Compliance Audit Officer
Email: klapierr@uci.edu
Phone: (714) 456-3678
Human Research Protections
Beverley Alberola
Office of Research
Associate Director, Research Protections
Email: beverley.alberola@uci.edu
Phone: (949) 824-5746
Human Resources
Human Stem Cell Research
Beverley Alberola
Office of Research
Associate Director, Research Protections
Email: beverley.alberola@uci.edu
Phone: (949) 824-5746
Immigration
Anna Wimberly
Student Affairs
Director of International Center
Email: acwimber@uci.edu
Phone: (949) 824-7757
Information Security (Campus)
Joshua Drummond
Office of Information Technology
Chief Information Security Officer (CISO) and Director, OIT Information Security Division
Email: j.drummon@uci.edu
Phone: (949) 824-9574
Information Security (UCI Health)
Sriram Bharadwaj
UCI Health Compliance and Privacy Office
Director, Applications
Email: bharads1@hs.uci.edu
Phone: (714) 456-7839
Internal Audit
Mike Bathke
Internal Audit Services
Director, Internal Audit Services
Email: mbathke@uci.edu
Phone: (949) 824-6757
International Activities and Programs
Victoria Jones
Office of Global Engagement
Chief Global Affairs Officer and AVC Global Engagement
Email: vljones@uci.edu
Phone: (949) 824-7209
Jeanne Clery Campus Safety Act - Security and Crime Statistics
Crystal Rae Lugo-Shearer
UCIPD
Clery Act Compliance Program Manager
Email: clugo@uci.edu
Phone: (949) 824-1277
Police (UCIPD)
Policies and Procedures
Privacy (campus)
Thea Bullock
EOC
Interim Campus Privacy Official / Director of Public Records Office
Email: bullockt@uci.edu
Phone: (949) 824-2312
Public Records Requests
Thea Bullock
EOC
Interim Campus Privacy Official / Director of Public Records Office
Email: bullockt@uci.edu
Phone: (949) 824-2312
Purchasing and Procurement
Snehal Bhatt
Division of Finance and Administration
Chief Procurement Officer and Executive Director, Procurement Services
Email: snehalb@uci.edu
Phone: (949) 824-7419
Radiation Safety (campus)
Environmental Health and Safety
Radiation Safety Officer
Email: radsafety@uci.edu
Phone: (949) 824-6200
Radiation Safety (UCI Health)
Records Management and Retention
Stephanie Tenney
Division of Finance and Administration
Manager, DFA Customer Solutions and Campus Records
Email: sktenney@uci.edu
Phone: (949) 824-3454
Research Compliance (UCI Health and SOM)
Mary Alexander
UCI Health Compliance and Privacy Office
Research Compliance Officer
Email: pargam@uci.edu
Phone: (714) 456-8986
Research Integrity (campus)
Research Misconduct (campus)
Research Security
Grace J. Park
Office of Research
Director, Research Engagement and Compliance
Email: parkgj@uci.edu
Phone: (949) 824-7218
Responsible Conduct of Research Training (campus)
Risk Management and Insurance
Christopher Richmond
Division of Finance and Administration
Risk Manager
Email: richmon1@uci.edu
Phone: (949) 824-6510
Sexual Harassment/Title IX
Theresa Truman
EOC
Title IX Officer and Director of Equal Opportunity/Investigations
Email: theresa.truman@uci.edu
Phone: (949) 824-5594
Sponsor Requirements for Responsible Conduct of Research (campus)
Student Records
Study Abroad
Bill Clabby
Office of Global Engagement
Director of Study Abroad Center
Email: bclabby@uci.edu
Phone: (949) 824-8658
Subpoenas
Christopher Richmond
Division of Finance and Administration
Risk Manager
Email: richmon1@uci.edu
Phone: (949) 824-6510
Taxes and Reporting
Faye Shores
Accounting and Fiscal Services
Manager, Tax Compliance and Reporting
Email: fshores@uci.edu
Phone: (949) 824-7228
Technology Licensing/Intellectual Property
Ronnie Hanecak
Applied Innovation
Senior Director, Invention Transfer Group
Email: rhanecak@uci.edu
Phone: (949) 824-7186
Trademarks and Licensing
Hung Pham
Division of Finance and Administration
Interim Director, Office of Trademarks & Strategic Contracts
Email: hung.pham@uci.edu
Phone: (949) 824-8964
UC Ethics, Compliance and Audit Services
Alex Bustamante
University of California - Office of the President
Senior Vice President and Chief Compliance and Audit Officer
Email: Alexander.Bustamante@ucop.edu
Phone: (510) 987-9090
UCI Health Compliance and Privacy Office
Valerie Dixon
UCI Health Compliance and Privacy Office
Interim Chief Compliance & Privacy Officer
Email: vdixon1@uci.edu
Phone: (949) 824-8778